﻿WEBVTT

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You know,

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I really hate it when one of my clients
ends up making headlines

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for the wrong reasons.

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In this case, it's a lawsuit
involving workplace violence.

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The client is a large hospital with
a brilliant surgeon on staff.

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Unfortunately, this guy also has
a long history of impulsiveness

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and temper tantrums.

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A few days ago, he got so
upset with one of the staff

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that he threw something at her.

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He ended up hitting an innocent
bystander in the head.

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Now, my client is being sued
not only for the personal injury,

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but also for the negligent
hiring and retention.

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And it's going to cost them a small
fortune for something that could

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and should have been
prevented in the first place.

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Like it or not, workplace violence
is an issue you can't afford to ignore.

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Obviously, your top priority is making
sure the workplace is safe.

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But there are also some legal liability
issues that you need to be aware of.

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For example, as the result
of workplace violence,

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organizations have been
sued for negligence

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in the areas of hiring
and retention,

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or constructive discharge
due to a violent workplace;

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as well as failure to provide
a safe working environment.

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But what does it mean
when we talk about violence?

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Does it include anything that
makes a person uncomfortable?

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Is it any rude, inappropriate,
or unprofessional behavior?

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No! What we are
talking about here is...

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Making threats

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Brandishing weapons

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Throwing things

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Punching someone

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and other Out-of-Control Behavior.

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Other kinds of
unprofessional conduct

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might- or might not- be covered
by the harassment law,

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but here we are
focusing on behaviour

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that could result in physical
or mental injury.

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There are a lot of things your
organization can and should do

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to help prevent workplace violence.

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But there's also some important things
you can do as an individual.

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So, I'm going tell you about five tough
issues I've seen managers struggle with.

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And then I'll give you three
practical actions to take

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that will help you maintain a safe,
productive work environment

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and minimize the chances that you'll
end up on the losing end of a lawsuit.

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I know pre-employment screening is
an important part of violence prevention.

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But just how far can I go

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before I cross the line between
adequate screening

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and infringing on a candidate's
privacy rights?

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I guess, are there some
questions I should avoid asking?

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There are a number of areas where
I see managers getting into trouble with

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pre-employment screening.

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The first involves asking
about a criminal record.

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It's easy to ask illegal questions

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or misuse information you
get in background checks.

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For example, in some states,
you can't ask a candidate

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to tell you about a marijuana
conviction that's over two years old.

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It can also be illegal to ask
for information about an arrest

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or detention that didn't
lead to a conviction.

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And it may be illegal to ask whether or
not a candidate has ever been involved...

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...with a pre-trial or
post-trial diversion program -

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like a drug-rehab or community
service program.

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The important thing
to keep in mind here

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is that state law regarding criminal
records varies from state to state -

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so you need to make sure you're
familiar with your state's requirements.

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Another key point is that you should
always obtain written permission

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and authorization for
information to be released

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before you conduct any kind of
check into a candidate's criminal

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or personal background.

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And anything you gather should
be kept in separate confidential files,

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and you should strictly limit
access to that information.

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If your background check
does uncover something,

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don't automatically
reject the candidate

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just because he or she
has a criminal record.

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Automatic rejection based solely on
a criminal record may violate the law;

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particularly if the offense
is unrelated to the job.

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What you can and should do is look
at the nature of the conviction.

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If it directly relates to the job...

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or if the crime was violence related...

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then it would be
reasonable and advisable

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to carefully weigh your
hiring decision.

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Not only is that just common sense.

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It's from a physical
safety standpoint.

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But it's also important
because a company

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can be held liable for hiring
or retaining someone

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where there's a foreseeable risk

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that the employee will harm someone
else in the workplace.

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What does "directly relates
to the job" mean?

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You don't have to hire someone who
has been convicted of embezzlement

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for a job that involves
handling money.

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People who have access
to your customer's belongings,

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such as housekeepers,
personal attendants, and the like,

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should not have records
of theft or burglary.

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Anyone hired in a position working
with vulnerable people –

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children, seniors, people
with disabilities –

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should have no record of abuse.

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And, obviously, someone
with a record of violence

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may not be qualified for any job.

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The second thing about
pre-employment screening

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that can get you into trouble

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involves how you use information
from credit reports.

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For example, some organizations
can use an in-depth report

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called an "investigative
consumer credit report"-

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where investigators
actually talk to people

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the candidate
has done business with -

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to help them build a profile.

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How you gain access to,
and use, that kind of information

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is governed by the Federal
Fair Credit Reporting Act.

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And most of the problems
come from failing

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to let the candidate know
what you're doing.

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You must get prior written
consent from the candidate

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to obtain any kind of a credit report.

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You have to provide
complete information

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about the kinds of things you're
going to be checking into.

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And finally,

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if you use the information

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as part of your reason
for not hiring the candidate...

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...you must let he or she
know the reason for denial

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and the name and address
of the credit reporting agency.

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In addition to background checks,

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there are two other areas
you need to pay attention to

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when it comes to
pre-employment screening -

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checking references
and the interview itself.

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In both cases, you should
explore job-related topics

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that are associated
with workplace violence.

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For example, when you
talk with former employers,

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you should ask questions like...

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Tell me about a time, when you faced
a stressful situation at work.

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How did you handle it?

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Would you describe Angela
as a team player?

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And, during the interview, it's a good
idea to ask job-related questions

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that help identify a candidate's ability
to work effectively with others

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and to deal with stress.

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Tell me about a time when you had
to work with a team to solve a problem.

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Give me an example of a time when
working with financial details

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was difficult for you.

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How did you handle it?

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Describe a mistake that
you made on your last job

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and what you did to correct it.

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All of those are examples of the kinds
of job-related questions

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you can ask to help you
identify potential red flags.

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Used in combination with
appropriate background checks,

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they can help you avoid
hiring the wrong person.

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Okay, here's the deal.

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I've got this guy who's
got a bit of a temper.

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And when something's
not going right, he cuts loose.

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And it's all verbal -

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but it's usually never aimed at a person;
it's at a machine or something.

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It's like he's blowing off
steam in a major way.

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When he gets like that,
we all kind of avoid him.

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But I don't think too much
about it. Because let's face it.

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We can all have a bad day, right?

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First of all, it's irrelevant that his
temper isn't directed at people.

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Your organization's employee handbook

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should clearly list examples of
unacceptable or unprofessional behavior.

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And, as a manager,
you have a responsibility...

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...to take immediate action

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when you observe any
behavior that crosses the line.

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If you don't, you could find yourself
facing all kinds of legal problems.

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For example, somebody who received
a poor performance evaluation

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could claim it was the result of
a violent work environment.

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Or somebody who couldn't
deal with the environment

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created by the guy's behavior

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could resign and claim
a constructive discharge.

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A constructive discharge
basically means

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that the co-worker was forced
to resign from the company

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in order to avoid a situation that was
detrimental to his or her safety.

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If a court agrees, at a minimum,

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you'll probably end up having
to pay unemployment compensation.

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You could also face an infliction
of emotional distress lawsuit;

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as well as having to pay workers'
compensation based on physical

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or emotional problems that resulted
from your failure to stop the behavior.

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In extreme cases, you
might find yourself in court

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if a co-worker claims he
or she was a victim of assault.

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Unlike battery, which requires
actual physical contact,

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assault only requires that someone
be in fear of harmful physical contact.

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One more point about
this kind of behavior.

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Not only does it create
legal problems

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but tiptoeing around
and waiting for it to blow over

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can be exactly the wrong thing to do
from a safe workplace standpoint.

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If someone is acting
in a violent manner,

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the first thing to do is
stop the behavior.

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Usually, the best way is to ask
the person to walk outside with you.

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Get them away from
the focus of their anger,

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and also out of the earshot
of their co-workers.

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The mere fact of moving
and getting some fresh air

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will actually change the amount
of oxygen in their brains

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so they can think more clearly
and calm themselves down.

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In fact, talking about it directly,
in a professional and caring tone,

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is often the most effective
way of redirecting

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and diffusing
the employee's behavior

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before it leads
to something more serious.

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The bottom line here is this.

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There is no excuse,
in the eyes of the law,

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for permitting violent
behavior of any kind -

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regardless of the circumstances.

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If you are unsure how
to deal with the situation,

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consult with an EAP professional,
human resources,

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security officials or
upper management.

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There are resources available to help
you with these types of problems.

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So, if someone gets out of line...
deal with it. Immediately.

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The other day one of
my employees came to me -

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all bent out of shape about
his son's Little League coach.

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He was venting his frustrations.
Saying things like,

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"this guy better watch his back."

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And, "he's going to pay for
how he's treating my son."

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Well, I get we all have
personal problems,

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and we share that from time to time.

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But as a manager, is there anything
I'm supposed to do with this?

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While this might seem like
it's someone just "venting,"

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it's also possible that it's a warning
sign of an employee who -

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for whatever reason -
is under stress

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and having a difficult time maintaining
control of his or her emotions.

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The venting itself can be a problem,

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and it may be a symptom
of an employee on edge

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whose next target could be
someone in the workplace.

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In this case, though,
it is more than venting.

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This kind of language- "watch his back"
and "he's going to pay"-

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are considered threats.

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If you fail to take action, you could
end up facing the kind of law suits

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that I mentioned earlier -

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from infliction of emotional
distress to assault.

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Again, the target of
the threats is irrelevant.

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When an employee is
making these kinds of statements,

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you should immediately
take action to stop it.

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If this is an isolated incident,

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simply calling it to
the employee's attention

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will probably solve the problem.

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But, if it becomes a pattern,

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use progressive discipline
to address the behavior.

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In addition,

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recommend that the employee seek
outside professional counselling -

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perhaps through an Employee
Assistance Program.

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Because, like I mentioned earlier,

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direct intervention at an early stage
really does make a difference.

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Depending on the severity of the
threat, there's another issue

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do you have a duty to warn
the coach, or even call the police?

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You may need to consult
an EAP counsellor

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to figure out the right thing to do.

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Just keep in mind

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that in virtually every single
instance of pre-meditated violence,

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the person has made
threats beforehand.

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So never think of a threat as "empty."

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It may very well be a warning sign.

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One of the people in my
department is on medication

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for a disorder of some sort.

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I guess it's to keep her stable.

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Anyway, not that
I think it's a problem,

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but since she's protected
under the ADA,

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what happens if she
gets violent or something.

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Am I to "accommodate" her behavior?

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The short answer here is -

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you don't have to accommodate

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or tolerate abusive or violent behavior
of any kind from any employee.

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Period.

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In this case, the fact that a person
is protected under the ADA

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only means that you have to provide
equal opportunity to do the job.

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It doesn't excuse the employee

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from the same standards
of professional behavior

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established for
the workforce as a whole.

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If an ADA-qualified employee
exhibits violent behavior,

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you should treat him or her like
you would any other employee,

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up to and including termination.

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But because these
situations are tricky,

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get your higher management,
Human Resources,

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or legal department involved
in the decision-making process.

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For example, it could be the problem
is with an employee's medication.

00:14:37.736 --> 00:14:40.188
In that case, you might have
to give a leave of absence

00:14:40.214 --> 00:14:42.419
until the medication
issue is corrected.

00:15:07.005 --> 00:15:08.652
I'm a little unsure about this

00:15:08.678 --> 00:15:10.386
because I've heard some rumors

00:15:10.412 --> 00:15:14.590
that someone from another area -
someone I don't directly supervise -

00:15:14.616 --> 00:15:16.616
made a threat against
another employee.

00:15:17.297 --> 00:15:19.761
So, do I have to do anything about it?

00:15:19.942 --> 00:15:21.964
I mean we're just talking rumors here.

00:15:23.208 --> 00:15:26.098
As a manager, you have
an obligation under the law

00:15:26.124 --> 00:15:28.108
to investigate any hearsay reports

00:15:28.134 --> 00:15:30.730
or rumors like this,
no matter who is involved.

00:15:30.940 --> 00:15:33.018
Under OSHA's general duty clause -

00:15:33.044 --> 00:15:36.464
employers are required to provide
a safe working environment.

00:15:36.614 --> 00:15:39.247
So, even though the rumors
don't involve anyone working

00:15:39.273 --> 00:15:40.935
under your direct supervision,

00:15:40.961 --> 00:15:44.419
if you become aware of them, you
must report them immediately.

00:15:44.897 --> 00:15:47.171
The best course of action
is to meet directly

00:15:47.197 --> 00:15:50.249
with the manager of the employee
who's making the alleged threats

00:15:50.275 --> 00:15:52.885
and let him or her know
what's going on.

00:15:53.441 --> 00:15:55.558
That manager should
report the allegations

00:15:55.584 --> 00:15:57.392
and inform you of the results,

00:15:57.418 --> 00:16:00.388
and whether any disciplinary
action has been taken.

00:16:00.788 --> 00:16:02.685
There are a couple of
points to keep in mind

00:16:02.711 --> 00:16:04.711
when handling a situation like this.

00:16:05.595 --> 00:16:08.560
First, call HR or security.

00:16:08.682 --> 00:16:10.203
They need to investigate,

00:16:10.229 --> 00:16:13.197
and that includes giving the employee
who made the alleged threats

00:16:13.223 --> 00:16:16.389
the chance to tell his
or her side of the story.

00:16:16.852 --> 00:16:17.905
And second,

00:16:17.931 --> 00:16:21.055
only people with a genuine need
to know should be able to access

00:16:21.081 --> 00:16:24.154
any information about the rumors
or the investigation.

00:16:24.741 --> 00:16:28.052
Confidentiality is critical because
if somebody sees something

00:16:28.078 --> 00:16:31.093
they shouldn't see, or hears
something they shouldn't hear,

00:16:31.119 --> 00:16:34.773
both you and your organization
could be sued for defamation.

00:16:35.188 --> 00:16:38.453
And by the way, if you do report
a threat of violence,

00:16:38.479 --> 00:16:42.388
you are protected by law from any
retaliation by the organization.

00:16:42.722 --> 00:16:45.372
But let's talk for a minute
about the worst case.

00:16:45.491 --> 00:16:48.528
What do you do if an employee
comes to work with a weapon?

00:16:48.834 --> 00:16:50.466
Your organization
should have a plan,

00:16:50.492 --> 00:16:52.887
and everyone needs
to be trained in that plan,

00:16:52.913 --> 00:16:55.231
so that it can be
implemented immediately.

00:16:55.391 --> 00:16:58.498
But if you become a hostage-
I know it sounds hard,

00:16:58.524 --> 00:16:59.847
but all the research shows

00:16:59.873 --> 00:17:03.065
that you have the best chance
of surviving if you remain calm.

00:17:03.215 --> 00:17:06.253
Remember, this person is
under tremendous stress.

00:17:06.450 --> 00:17:08.082
The more you can do to stay calm,

00:17:08.108 --> 00:17:10.234
the more you will help
them calm down...

00:17:10.260 --> 00:17:12.644
...and most likely
defuse the situation.

00:17:27.731 --> 00:17:28.879
Okay,

00:17:28.905 --> 00:17:30.425
now that I've told you about five

00:17:30.451 --> 00:17:33.106
of the toughest issues
managers run up against,

00:17:33.132 --> 00:17:35.178
let me give you three
practical actions

00:17:35.204 --> 00:17:38.124
you can take to help minimize
the potential for violence

00:17:38.150 --> 00:17:40.073
and keep you out of the courtroom.

00:17:40.599 --> 00:17:42.450
Keep in mind that
there are a lot of things

00:17:42.476 --> 00:17:44.447
your organization
can and should do

00:17:44.473 --> 00:17:46.898
from a policy and
procedures standpoint -

00:17:46.924 --> 00:17:50.345
things like establishing
a no-tolerance policy,

00:17:50.371 --> 00:17:52.745
implementing building
security procedures,

00:17:52.771 --> 00:17:56.210
and putting a crisis team
and a response plan in place.

00:17:56.391 --> 00:17:58.640
But the three actions
I'm talking about here

00:17:58.666 --> 00:18:01.383
are critical steps you
can take as an individual

00:18:01.409 --> 00:18:04.476
to reduce the likelihood of violence
in your own workplace.

00:18:04.954 --> 00:18:07.672
Action 1: Enforce the rules -

00:18:07.698 --> 00:18:09.554
every time, all the time.

00:18:09.708 --> 00:18:13.270
Your organization's policies
regarding violent and abusive behavior

00:18:13.296 --> 00:18:14.835
are there for a reason.

00:18:15.141 --> 00:18:19.407
If you make exceptions to the rules,
you put yourself and your organization

00:18:19.433 --> 00:18:23.109
in jeopardy of expensive
and time-consuming litigation;

00:18:23.191 --> 00:18:27.203
not to mention potential physical
harm to yourself and co-workers.

00:18:27.415 --> 00:18:30.796
Action 2:
Screen candidates very carefully.

00:18:30.910 --> 00:18:34.456
Not hiring employees with a track
record of violence or abuse

00:18:34.482 --> 00:18:38.280
is one of the best ways to minimize
potential problems down the road.

00:18:38.430 --> 00:18:42.022
So, take the time to do
legal-appropriate background checks;

00:18:42.048 --> 00:18:46.235
and be sure your interview questions
are designed to help identify candidates

00:18:46.261 --> 00:18:49.968
who may have problems dealing with
stress and controlling their emotions.

00:18:50.509 --> 00:18:53.265
And Action 3:
Pay attention to your people.

00:18:53.409 --> 00:18:56.877
This is the single most important
action you can take as a manager

00:18:56.903 --> 00:18:59.142
to minimize the potential for violence.

00:19:00.027 --> 00:19:03.432
Paying attention to people and getting
to know them on a personal basis

00:19:03.458 --> 00:19:06.645
allows you to be able
to recognize the warning signs

00:19:06.671 --> 00:19:08.671
that could lead to real problems.

00:19:09.274 --> 00:19:12.914
Some of those warning signs include
a negative change in performance,

00:19:12.940 --> 00:19:15.625
difficulty accepting
constructive criticism,

00:19:15.651 --> 00:19:16.898
becoming a loner,

00:19:16.924 --> 00:19:20.115
showing signs of stress due
to change at work or at home,

00:19:20.141 --> 00:19:23.631
and an unhealthy interest in guns
or the violent behavior of others.

00:19:24.218 --> 00:19:27.140
I know that some of the things
I'm talking about here

00:19:27.166 --> 00:19:29.662
probably just sound like
plain common sense.

00:19:30.045 --> 00:19:31.052
But you know what?

00:19:31.179 --> 00:19:34.820
In the midst of everything managers
have to deal with on a daily basis,

00:19:34.846 --> 00:19:38.459
you'd be surprised how fast common
sense seems to fly out the window.

00:19:38.922 --> 00:19:40.444
So, take my advice -

00:19:40.470 --> 00:19:42.470
remember to enforce the rules,

00:19:42.588 --> 00:19:46.135
screen candidates carefully,
and pay attention to your people.

00:19:46.379 --> 00:19:48.776
They really are the three of
the most effective steps

00:19:48.802 --> 00:19:51.381
you can take to reduce
your legal liability

00:19:51.407 --> 00:19:54.099
and help maintain a safe,
productive workplace.

00:19:54.382 --> 00:19:55.473
And after all,

00:19:55.499 --> 00:19:57.499
that's what it's really
all about, isn't it?

